Recovering
Our Understanding of Philosophy and Science
by
Peter A. Redpath, Ph.D.
As the
above title indicates, I devote this article to recovering
our understanding of philosophy and science. This title will
likely perplex those readers who were unaware that we had
lost, or ever had, this understanding. I have two requests
to make of such readers: (1) Read on. If, after having finished
this paper, you still hold the same opinion, write an article
or book and please show me where I have gone wrong. (2) Read
my trilogy of works, Cartesian Nightmare: An Introduction
to Transcendental Sophistry; Wisdom’s Odyssey from Philosophy
to Transcendental Sophistry; Masquerade of the Dream Walkers:
Prophetic Theology from the Cartesians to Hegel; and John
N. Deely’s, Four Ages of Understanding: The First Postmodern
Survey of Philosophy from Ancient Times to the Turn of the
Twenty-first Century.[i] Again, if after having read these
works and this article you still disagree with me, please
write an article or book and show me where I have gone wrong.
While
I am now certain the thesis I propose is true, I can understand
the trouble some readers might have accepting it. I experienced
a similar difficulty when, in the late 1980s, my reading of
Jacques Maritain’s The Peasant of the Garonne, and some
other works, caused me to start to take seriously Maritain’s
bold assertion that modern subjective idealists “impugn
the basic foundation of philosophic research. They are not
philosophers”; that what such thinkers practice today
is a kind of “secularized theology.”[ii] Étienne
Gilson, no historical or philosophical ignoramus, reinforced
this initial shock when I found him saying, “The magnificent
‘systems’ of those idealists who bear the title
of ‘great thinkers,’ and wholly deserve it, belong
to the realm of art more than in that of philosophy. . . .
No more than science, philosophy cannot be a system, because
all systematic thinking ultimately rests upon an assumption,
whereas, as knowledge, philosophy must rest on being.”[iii]
1. For
Everyone and All Time, Philosophy is the Study of the One
and the Many
Like most
of my colleagues, before reading Maritain and Gilson, under
the influence of René Descartes, I mistook philosophy
for a kind of systematic logic. I mistakenly thought that
the ancient Greek discovery of philosophy arose as a result
of the Greek discovery of the principles of logic. By 1998,
I no longer thought so.
Hence,
in my Masquerade of the Dream Walkers: Prophetic Theology
from the Cartesians to Hegel, I correctly wrote:
Often,
philosophy teachers assert that the problem of the one and
the many was a main issue of ancient Greek philosophy. This
is not accurate. Ancient Greek philosophy was the problem
of the one and the many. For the ancient Greeks, philosophy
was a study of measured being. The major Greek philosophers
considered philosophy to involve knowing a multiplicity of
substances and substantial properties through a one. Aristotle
tells us to measure something means to know it through a one.
Hence, to know a substance as a one is to measure it.
. . .
Substance and its two intrinsic accidents account for the
three intrinsic principles of measuring. These principles,
in turn, account for the intelligible ground, and subsequent
rules, of all our scientific knowledge.[iv]
This
explains why Aristotle divided the speculative sciences into
physics, mathematics, and metaphysics. Because forms are unit
measures, and to be one means to be indivisible, qualities
and quantities are intrinsic forms, or limit measures, that
inhere in and necessarily limit a substance, internally, and
necessarily determine the way it can relate to things around
it in the real world. These accidental forms, or essential
properties, just like substantial form, necessarily limit
their subjectifying matters because, as intrinsic indivisibles
(what St. Thomas, at times, refers to, when known, as “indivisible
intelligibles”), they act as boundaries, that beyond
which something cannot exist.[v]
As St.
Thomas maintained, philosophy studies a real, not a logical,
subject or genus. It studies a proximate subject, a generic
substance (a one) considered as a multitude of hierarchically
ordered species (a many). While this subject (this one generic
body, for example, a geometrical body) resembles a logical
genus because we include it in the definition of beings that
participate in it (for example, linear, square, and triangular
bodies; its intrinsic, or per se accidents, its species [a
many]), strictly speaking, this subject genus that the philosopher
studies is a multitude of hierarchically ordered specific
substances considered as the proper subject of intrinsic,
necessary operations, or per se accidents (necessary effects
[a many] flowing from a necessary cause, its per se subject
[a one]). [vi]
Our job
as philosophers is chiefly to consider the behavior of individually
existing things in terms of this proximate, per se subject
and its intrinsic and necessary, per se, accidents, a hierarchical
order of species, contrary opposites, that a generically-considered,
substantial body causes to flow from its existence, matter,
and form. These species are contrary opposites because contraries
of higher and lower species are extreme differences that exist
within a genus, and Aristotle asserted that contraries are
extreme differences sharing a common genus.[vii]
Thus,
following Aristotle, St. Thomas asserted that the proximate
subject, or generic substance, about which the geometrician
wonders is the surface body. This body is the immediate, chief,
proximate, and principle subject of all plane figures, its
intrinsic and necessary, or per se, accidents. Because these
accidents intrinsically and necessarily flow from, and are
intrinsically subjectified in, this geometrical body, these
plane figures comprise a multitude of species (a many), of
hierarchically ordered opposites, subjectified in, and caused
by, a surface body, their generic body or substance. They
are its many necessary effects. The geometrician considers
this subject analogously, that is, according to the same formal
aspect and, also, according to unequal relationships, “just,”
as he said, “it is clear that one science, medicine
considers all health-giving things.”[viii]
Hence,
this multitude of species essentially flows from this generic
body as from a principle (a one, because principles are starting
points and points are unit measures, indivisibles, or ones).
Since this concrete body, abstractly considered as the one
generic body of all the members of its many species, proximately
gives rise to these necessary and intrinsic accidents whose
properties and behavior the philosopher causally seeks to
understand, this generic body is their per se, or proper,
subject; and they are its per se, or proper, accidents.
For example,
“Socrates the musician” (the generic body), not
“Socrates the philosopher” (incidental, or accidental
body or subject), or “Socrates the human being (incidental,
or accidental body or subject, and the generic body of “Socrates
the musician”), is the proper and per se principle,
cause, and subject of flute playing (the per se effect). “Socrates
the musician” is the proper, or per se, accident of
“Socrates the human being,” because being a musician
is incidental to being human (not all human beings are musicians).
“Socrates the musician” has specific, intrinsic,
and necessary properties (intrinsic and necessary accidents)
as a musician. The philosopher chiefly seeks to understand
the first causes of these properties through reference to
their proper and per se, not incidental, subject, body, or
matter.[ix]
The geometrical
body (subject, matter, subject-matter, or genus, or generic
substance), not the sentient body, living body, or political
body (all incidental bodies in reference to a geometrical
body), is the body upon which the geometrician as geometrician
chiefly, primarily, reflects, for the purpose of considering
how the principles of this subject give rise to its different
species, or per se accidents, and their ways of behaving through
their properties.[x] Hence, this is the body about which the
geometrician chiefly talks, or predicates his terms per se.
As a result, Aristotle stated that science involves per se
predication and that philosophy starts in wonder, not in universal
methodic doubt or impossible dreams of pure reason.[xi]
St. Thomas
added to Aristotle’s observation that wonder is a species
of fear that results from ignorance of a cause. Because the
object of fear calls to mind a difficulty of some magnitude
and a sense of personal weakness, an immediate sense of opposition,
dependency, and privation, our desire to philosophize must
arise within all of us as the product of a natural desire
to escape from the natural fear we have of the real difficulty,
danger, and damage ignorance can cause us. Hence, strictly
speaking, we are not born philosophers. And people cannot
pour philosophy into us like into an empty jug. Only those
who have some knowledge and experience of this initial sort
of fear, accompanied by the appropriate desire to put it to
rest, can become philosophers.
St. Thomas
explained that this initial sense of fear grips us in two
stages: (1) Recognition of our weakness and fear of failure
causes us to refrain immediately from passing judgment. Then
(2) hope of possibility of understanding an effect’s
cause prompts us intellectually to seek the cause.
Thomas
added that, since philosophical investigation starts with
wonder, “it must end in the contrary of this.”
We do not wonder about the answer to questions we already
know, or about what is evident. And, strictly speaking, when
working as philosophers, we do not seek to remain in a state
of wonder. We seek to put wonder to rest by discovering the
causes of the occurrences of things.[xii]
Since
wonder is the first principle of all theoretical, practical,
or productive philosophy for everyone and all time, initially,
all philosophical first principles arise from our human senses,
emotion, intellect, and something that causes in us the awareness
of real opposition, not simply difference. Hence, for the
ancient Greeks, philosophy involved a study of opposites and
relations, and, more precisely, of contrary opposites, because
cause and effect are a species of relation and contrary opposites
(precisely speaking, because relation is, as Aristotle claimed,
one of the four kinds of opposition). But because, as Aristotle
said, opposition between the one and the many is basic and
the principle of all other opposition, because all other opposites
are analogous transpositions of this sort of opposition, fundamentally,
all philosophy, for all time, involves reflection upon the
problem of the one and the many.[xiii]
2. Why
Plato Thought Philosophy Starts in Wonder and
Wonder
Starts with the Problem of the One and the Many
To prove
more completely that the ancient Greeks realized that philosophy
starts with wonder understood as arising from awareness of
opposition and sustained reflection of consideration of the
problem of the one and the many, I will first consider some
things Plato, chiefly through the character of Socrates, told
us about becoming a philosopher in one of his most famous
dialogues, The Republic. Throughout his dialogues, Plato repeatedly
made reference to the opposition between the one and the many
and the peculiar way philosophers speak is connected to this
opposition. The examples are so many that I need not cite
them in particular to prove my point. Readers may simply check
dialogues such as the Meno, Symposium, Crito, Phaedo, Ion,
Laches, Lysis, Charmides, Protagoras, Parmenides, Sophist,
Laws, and Republic and, if they pay attention, they should
easily be able to verify that my claim is true. I will, however,
initially focus on what Plato said in Republic, Book 7, to
support my paper’s major thesis because, in this section
of this work, Plato engaged in a sustained reflection on the
pedagogy involved in becoming a philosopher.
Republic,
Book 7, starts with Plato’s famous “Myth of the
Cave.” Plato presented this story at this point in his
dialogue as an example to show how, as he just finished saying
in Book 6, “Philosophy . . . the love of wisdom, is
impossible for the multitude” (the many), and how strange,
alien, the nature of philosophical education is likely to
appear to the many.[xiv]
Since
most people conversant with philosophy are familiar with this
story, I need not go into it in detail, other than to mention
that, within the context of his account, Plato made sure to
indicate that “in naming the things they saw”
the people in the cave would be naming appearances, but would
think they were naming the things that were causing the appearances.[xv]
Only the person who was able to escape from the cave and,
eventually, come to know the Good, which causes everything
else but is the last thing seen, is the philosopher and would
rightly understand how to name things.[xvi]
In preparing
to explain the nature of philosophical education, Plato had
Socrates tell Glaucon that they have to use this image of
turning the soul’s vision from appearances to the Good.[xvii]
Then Socrates proceeded to explain the nature of this sort
of psychic turning in more precise, less metaphorical, detail.
He started
to do this by saying, “education is not in reality what
some people proclaim it to be in their professions. What they
aver is that they can put true knowledge into a soul that
does not possess it, as if they were inserting vision into
blind eyes.” Next, he stated that his argument indicates
the proper analogy for the change education effects is not
that of filling an empty vessel.
[T]he
true analogy for this indwelling power in the soul and the
instrument whereby each of us apprehends is that of an eye
that could not be converted to the light from the darkness
except by turning the whole body. Even so this organ of knowledge
must be turned around from the world of becoming together
with the entire soul, like the scene shifting periactus in
the theater, until the soul is able to endure the contemplation
of essence and the brightest region of being. And this, we
say is the good, do we not?[xviii]
Socrates
then speculated that “an art of the speediest and most
effective shifting or conversion of the soul, not an art of
producing vision in it,” might exist. But it could only
do so for an eye that already possesses vision, “but
does not rightly direct it and does not look where it should.”
He maintained
that such an art would resemble servile, or bodily, arts,
inasmuch as it does not pre-exist in the soul; and we have
to cause it by habit and practice. But such a liberal art,
or as Socrates more precisely called it, this intellectual
virtue or
excellence
of thought, it seems, is certainly of a more divine quality,
a thing that never loses its potency, but, according to the
direction of its conversion, becomes useful and beneficent,
or, again, useless and harmful. Have you never observed in
those who are popularly spoken of as bad, but smart, men,
how keen is the vision of the little soul, how quick it is
to discern the things that interest it, a proof that it is
not a poor vision, which it has but one forcibly enlisted
in the service of evil, so that the sharper the sight the
more mischief it accomplishes?[xix]
Plato
might have had in mind Alcibiades as the sort of precocious
man possessed of some the liberal art of learning but lacking
in the requisite moral virtue to become a philosopher.[xx]
Whatever the case, Socrates continued by saying that, had
the moral part of this small-souled person’s psyche
“been hammered from childhood” and had it freed
more the intemperate dispositions that turned its vision downward,
if “it had suffered a conversion toward the things that
are real and true (that is, toward first principles and causes),
that same faculty of the same men would have been most keen
in its vision of the higher things, just as it is for the
things toward which it is now tuned.”[xxi]
Socrates
asserted that, strictly speaking, people uneducated and inexperienced
in truth, and people who want to spend their lives in uninterrupted
learning for the sake of learning, can never adequately rule
a city because the first live aimless lives, and direct all
their actions aimlessly, and the second will not voluntarily
seek to engage in politics because they believe “that
while still living they have been transported to the Islands
of the Blessed.”
Since
the wider context of Plato’s consideration of education
was his consideration of how to establish the ideal city so
as to find there true justice, he had Socrates maintain that
the only way he will be able to do so is to force philosophers
“to live an inferior life when the better is in their
power.” The just city that he is founding is concerned
with the happiness of the whole city, not that of one group,
even of philosophers. Hence, he told Glaucon, with whom he
was then speaking, that, in forcing philosophers to rule,
“[W]e shall not be wronging . . . the philosophers who
arise among us, but . . . we can justify our action when we
constrain them to take charge of the other citizens and be
their guardians.”
In this
way, unknowingly anticipating the modern city sprung from
Cartesian doubt and modern subjective idealism, Socrates said,
“our city will be governed by waking minds, and not,
as most cities now, which are inhabited and ruled darkly as
in a dream by men who fight one another for shadows and wrangle
for office as if that were a great good.”
Socrates
claimed that philosophers “will assuredly approach office
as an unavoidable necessity, and in the opposite temper from
that of the present rulers in our cities.”[xxii] Plato’s
ideal city only becomes a determinate, or real, possibility
on the condition that some way of living better, some happiness
higher, than political life exists.
For only
in such a state will those rule who are really rich, not in
gold. But if, being beggars and starvelings from lack of goods
of their own, they turn to affairs of the state thinking that
it thence that they should grasp their own good, then it is
impossible. For when office and rule become the prizes of
contention, such a civil and internecine strife destroys the
office seekers themselves and the city as well.[xxiii]
Socrates
said that only the life of the true philosopher looks with
scorn upon political office, for this precise reason: only
true philosophers are worthy of holding political office because
“those who take office should not be lovers of rule.
Otherwise there will be a contest with rival lovers.”[xxiv]
Clearly, this is because, in Plato’s mind, the philosopher
is unique, different from, and opposed to the many, those
who seek political office for personal gain.
Since
rule in the ideal city necessarily demands involvement of
philosophers, Socrates’ next question to consider was
how do we produce philosophers and how may they “be
led upward to the light even as some are fabled to have ascended
from Hades to the gods?” Socrates’ answer is that,
as he had said in his Myth of the Cave, true philosophy is
that ascension to reality that is “a conversion and
turning about of the soul from a day whose light is darkness
to the veritable day.”
All well
and good. Most people who call themselves philosophers probably
get his message. But, metaphors aside, more precisely, what
did Socrates and Plato mean by this conversion and turning
of the soul? Socrates immediately explained his meaning by
considering the question what powers effect this turning and
conversion.
Since
the general education thus far under consideration in the
Republic had been for rulers, or guardians, Socrates maintained
that this study must be useful to soldiers but must go beyond
the training in “music,” the liberal arts, or
poetry as he and Glaucon have already described music. The
reason for this, as Glaucon explained, is that music had “educated
the guardians through habits, imparting by the melody a certain
harmony of spirit that is not science, and by the rhythm measure
and grace, and also the qualities akin to these in words of
tales that are fables and those that are more nearly true.
But it included no study that intended to any such good as
you are now seeking.”
Since
music, gymnastic, and the servile arts as then popularly understood
and taught, were inadequate propaedeutics for effecting the
philosophical habit of mind, Socrates suggested that Glaucon
and he should “take something that applies to all alike.”
He then referred to the “common thing that all the arts
and forms of thought and all sciences employ, and which is
among the first things that everybody must learn.” Since
this thing is common to all the arts and all the forms of
thought, and is something all science uses, while Socrates
did not refer to it as such, at first glance, it would appear
to be some sort of logical or metaphysical being because logical
reasoning and metaphysical principles apply to everything
we know.
The way
Socrates explained this common thing, however, was as “that
of distinguishing one, two, and three. I mean, in sum, number
and calculation. Is it not true of them that every art and
science must necessarily partake of them?” While Glaucon
readily agreed, at first glance, the correct answer to the
question Socrates just posed appears to be, “No,”
unless Socrates was referring these predicates to their subjects
in some sort of metaphysical, not mathematical, way. For example,
by predicating the term analogously to mean measuring. At
the same time, in a way, what Socrates said is true, even
mathematically considered, for, in a way, all linguistic development
(a necessary condition for developing science), presupposes
our ability to limit the length of sounds we produce to form
words, and ordering words one after the other (word order),
to form sentences. Both require some rudimentary arithmetical
and geometrical skill. We derive our first understanding of
all our concepts of measuring from our sensible experience
of real quantity.
Whatever
the case, Socrates’ point was that mathematical study
is conducive to awakening philosophical wonder in us. Hence,
he said, “It seems likely that it is one of those studies
which we are seeking that naturally conduce to the awakening
of thought, but that no one makes the right use of it, though
it really does tend to draw the mind to essence and reality.”
Why ?
Socrates immediately explained by indicating to Glaucon that
some reports our perceptions give us “do not provoke
thought to reconsideration because the judgment of them by
sensation seems adequate, while others always invite the intellect
to reflection because the sensation yields nothing that can
be trusted.” Apparently, then, Plato thought that the
philosophical habit of mind presupposes our experience of
“reports” or “communications” from
perceptions that provoke our minds to engage in reconsideration
of what we have perceived and that, absent such provocation,
we cannot become philosophers. Becoming philosophers, in some
respect, involves semiosis and awareness of opposition. [xxv]
(Later in philosophy’s history, St. Thomas will go so
far as to say all our knowledge starts with sensible signs:
“[K]nowledge of a thing starts with certain external
signs.”)[xxvi]
Glaucon
thought he understood what Socrates meant and immediately
said, “You obviously mean distant appearances . . .
and shadow painting.”
In reply,
Socrates told Glaucon that he had totally missed Socrates’
meaning. So, Socrates immediately clarified his point:
The experiences
that do not provoke thought are those that do not at the same
time issue in a contradictory perception. Those that do have
that effect I set down as provocatives when the perception
no more manifests one thing than its contrary, like whether
its impact comes from nearby or afar.[xxvii]
Socrates
then illustrated his point to make his meaning more clear.
He held up three fingers (the little, second, and middle).
Whether he spoke of them as near or far, he said:
Each
one of them appears to be equally a finger, and in this respect
it makes no difference whether it is observed as intermediaries
or at either extreme, whether it is black or white, thick
or thin, or of any other quality of this kind. For in none
of these cases is the soul of most men impelled to question
the reason and to ask what in the world is a finger, since
the faculty of sight never signifies to it at the same time
that the finger is the opposite of a finger.[xxviii]
Clearly,
Plato’s argument immediately above involves the problem
of how we signify, or think, and talk about what we perceive
and the problem of opposition. The problem is clearly semiotic.
Communication from sense perception that provokes us to become
philosophers changes the way we think and talk about, or signify,
what we perceive. Many ways we sense things do not impel us
to question, to ask the reason why. And those that do arise
from sense perceptions that simultaneously involve us in a
sense and intellectual experience of opposition conveyed by
apparently conflicting signs. Since, in Socrates’ example
to Glaucon, our sense faculty never signifies to itself that
a finger is not a finger, is the opposite of a finger, whence
comes our simultaneous sense and intellectual experience of
opposition?
Since
the experience of a finger being a finger is not the cause,
Socrates immediately asked Glaucon, “what about the
bigness and smallness of these objects?” Or consider
“the relation of touch to thickness and thinness, softness
and hardness.” Is it not the case that the operation
of each of our senses to objects is as follows?: “In
the first place, the sensation that is set over the hard is
of necessity related also to the soft, and it reports to the
soul that the same thing is hard and soft.” In short,
is it not the case that our different sense faculties report
to us different objects and opposing relations, or opposites,
related to those objects?
Such being
the case, Socrates, again, directed Glaucon’s attention
to the problem of communication, signification. Simultaneously,
something we perceive causes the soul to receive opposite
communications, significations, reports. Hence, Socrates continued:
Then,
said I, is not this again a case where the soul must be at
a loss as to what significance for it the sensation of hardness
has, if the sense reports the same thing as also soft? And,
similarly, as to what the sensation of light, and heavy means
by light and heavy, if it reports the heavy as light and the
light as heavy?
Glaucon
conceded, “Yes, indeed, . . . these communications to
the soul are strange and invite reconsideration.”[xxix]
Such being
the case, Socrates replied that “naturally,” in
such cases, “the soul first summons to its aid the calculating
reason and tries to consider whether each of these things
reported to in is one or two. . .. And if it appears to be
two, each of the two is a distinct unit.”
That is,
given our experience of conflicting reports from our perception,
our intellectual faculty immediately starts to consider whether
our opposing communication is coming from one perceived object
and perception or from two. For example, is perceiving a finger
and perceiving a small, versus large, finger, one perception
or two? Clearly, such determination involves counting. And
if we do not, or cannot, count to two, we cannot have any
perception of sensory opposition and opposing communications.
Each perception
considered in itself is one, and of separate, singular, objects.
But considered together (thought of as two) we think of them
as if they were not really separate. We are now thinking of
one and one, while really separate, as not separate. Hence,
of this simultaneously-and-newly-thought-of-one-and-one (considered
together [as a unit]: this single, or separate, two considered
as one unit measure, this single two), Socrates immediately
said: “If, then, each is one and both two, the very
meaning of “two” is that the soul will conceive
them as distinct. For if the were not separate, it would not
have been thinking of two, but one.”
When our
sense of sight so unites really separate beings, such as the
“the great and the small,” and thereby sends a
miscommunication to the human intellect that things that exist
separated and need not co-exist in reality, things that are
really two (or many), nevertheless now, in this perception,
do so co-exist and are not separated, but are one Socrates
maintained that “it confounds” these qualities
in its report to the soul. In so doing, it compels “the
intelligence” to separate them, “to contemplate
the great and the small not as confounded but as distinct
entities, in the opposite way from sensation.”[xxx]
According
to Socrates, this is just the sort of sense experience of
opposition that gives rise to philosophic wonder. Hence, the
following discussion between Socrates and Glaucon immediately
ensued:
And is
it not in some such experience as this that the question first
occurs to us. What is the world, then is the great and the
small?
By all
means.
And this
is the origin of the designation intelligible for the one,
and visible for the other.
Just
so, he said.
This,
then, is just what I was trying to explain a little while
ago when I said that some things are provocative of thought
and some are not, defining, as provocative things that impinge
on the senses together with their opposites, while those that
do not I said do not tend to awaken reflection.[xxxi]
Clearly,
Socrates maintained that philosophic wonder, wonder in any
respect at all, is impossible absent “provocative”
awareness, or sense perception that communicates to our intelligence
perception of semiotic opposition, of multitude signifying
opposition to unity. Absent such semiotic sense experience,
we cannot distinguish intellectual experience from sensory,
much less philosophical from non-philosophical.
Immediately,
Socrates asked Glaucon, “To which class, do you think
number and the one belong?” That is, are number and
unity visible, or intelligible, entities?
Given
Glaucon’s inability to conceive the answer, Socrates
told him to reason the problem out from what they have already
said. If we could adequately see unity through our sense of
sight or some other sense faculty, unity would have no need
to draw our minds to apprehend its being in cases like that
of simultaneously conflicting perception of the finger just
described. If we coincidentally, simultaneously, experience
some opposition confounded with our sensory perception of
unity “so that it no more appears to be one than the
opposite,” then Socrates maintained, “there would
forthwith be need of something to judge between them, and
it would compel the soul to be at a loss and to inquire, by
arousing thought in itself, and to ask, whatever then is the
one as such, and thus the study of unity will be one of the
studies that guide and convert the soul to the study of true
being.”
Glaucon
claimed that visual perception, especially, involves such
opposing communication. “For we see the same thing at
once as one and as an indefinite plurality.” For example,
we see the same kind of thing (specifically, say, “finger”),
as tall and short. Since experience of this sort of communicative
opposition is true of unity, Socrates reasons that it must
also be true of “all number.”
Moreover,
since counting and “the science of arithmetic are wholly
concerned with number . . . [a]nd the qualities of number
appear to lead to the apprehension of truth,” Socrates
concluded that he and Glaucon would have to include counting
and the science of arithmetic among the studies they seek.
“For a soldier must learn them in order to marshal his
troops, and a philosopher because he must rise out of the
region of generation and lay hold on essence or he can never
become a true reckoner.”
That is,
to become a philosopher, we must do more than sense differences
or possess an art that never attempts to understand first
principles and causes considered as such, like the simple
art of counting, or singing, which put to right use principles
whose causes a person with mathematical science and the science
of music are able abstractly to consider and understand but
the singer or student of mathematics need never grasp considered
as such.
Hence,
Socrates maintained that counting and the scientific pursuit
of mathematics are philosophically useful to us for arousing
wonder in us. Philosophers are not interested in knowing about
counting to buy and sell merchandise. We are interested in
it because it is an area of human perception that often leads
to provocative thought, which inclines us to wonder about
causes and first principles. Some mathematical knowledge is
a necessary, but not sufficient, condition for experiencing
the wonder that generates philosophy. As Socrates said, the
philosophical soul finds interest in numbering when such consideration:
strongly
compels the soul upward, and compels it to discourse about
pure numbers never acquiescing if anyone proffers to it in
the discussion of numbers attached to visible and tangible
bodies. For you are doubtless aware that experts in this study,
if anyone attempts to cut up the “one” in argument,
laugh at him and refuse to allow it, but if you mince it up,
they multiply, always on guard lest the one should appear
not to be one but a multiplicity of parts.
Clearly,
the numbering about which Socrates was talking as philosophically
provocative is abstract. The numbers that concerned him philosophically
were those that involve “unity equal to every other
without the slightest difference and admitting no division
into parts.” People who talk in such a way, he said,
“are speaking of units which can only be conceived by
thought, and which it is not possible to deal with in any
other way.”
Such study,
Socrates maintained, appears to be “indispensable”
for philosophical purposes because “it plainly compels
the soul to employ pure thought with a view to truth itself”
(that is, it forces us to think abstractly and generally,
or universally, about first causes and principles of provocative
experiences, or our awareness of experienced opposition).
Socrates
then described how, beyond simple counting and the science
of arithmetic, such liberal arts studies as plane and solid
geometry are related to astronomy and music and how all these
investigations encourage wonder in us and lead us toward first
philosophy, or metaphysics.
Socrates
had noticed that people who demonstrate a facility at calculation
tend to be quick learners and that slow learners trained in
calculation start to become better learners. Assuming he had
established the worth of numbering and the study of mathematics
for becoming philosophical, he proceeded to examine the specific
worth of geometry, politically and in other respects. Given
the nature of his interest in education for producing good
rulers, whom he also assumes to be soldiers, Plato had Socrates
immediately indicate some military benefits of geometry, like
constructing encampments and devising military formations
in battle and on march. Socrates asserted that these will
not require much geometrical skill, but will make a military
officer a much different officer than he would have been otherwise.
Socrates’
concern, however, was with intensive and extensive, not rudimentary,
geometrical skill. He wanted to consider, “whether the
greater and more advanced part of it tends to facilitate the
apprehension of the idea of the good.” That is, will
advanced study of geometry likely lead us to become more philosophical,
more metaphysical? Will it change the way we look at, and
tend to pursue, happiness altogether, which is the sort of
thing he thought happens when we experience subjects of study
that encourage philosophical reflection? Will it tend to change
the way we look at everything by turning our eyes around,
by turning our souls and bodies around, by forcing us to think
in a totally different way than we had formerly done? Will
it, in short, make us generally consider things more abstractly
and reflectively?
Hence,
Socrates immediately added, “That tendency,” to
make us better able to apprehend the idea of the good, “is
to be found where dwells the most blessed part of reality,
which it is imperative that it,” the human soul, “behold.”
He mentioned
that anyone with the slightest familiarity with geometricians
will see how strange, how filled with opposition to the proper
object of geometry, is their speech, the way they talk about
what they do: “Their language is most ludicrous, though
they cannot help it, for they speak as if they were doing
something and as if all their words were directed toward action.
For all their talk is of squaring and applying and adding
and the like, whereas in fact the real object of the entire
study is pure knowledge.”
Strictly
speaking, however, the object of the science of geometry is
abstract, theoretical, general consideration of the principles
and causes that constitute the makeup of figured bodies. This
science is not chiefly concerned about how to construct individual,
figured bodies. It is concerned about the principles and causes
that make such construction possible. Hence, the proper, or
per se, object that the geometrician chiefly has in view is
the abstractly and theoretically considered triangle, not
the side of this pyramid, or how to construct this A-frame
house.
For this
reason Socrates said that the science of geometry studies
“that which always is” (the abstractly-considered,
non-moving, unchanging triangle), not “something which
at sometime comes into being and passes away” (like
a person’s increasingly-becoming-less-slender figure).
So, because
the science of geometry inclines us to think abstractly and
theoretically about sensible objects, Socrates concluded,
“it would tend to draw the soul to truth, and would
be productive of a philosophical attitude of mind, directing
upward the faculties that now wrongly are turned earthward.”
In short, wittingly or not, it inclines us to become more
philosophical and metaphysical about the way we consider the
things around us.
Next,
Socrates suggested that Glaucon and he consider whether the
liberal art of astronomy might be of benefit for their political
and philosophical education. Glaucon immediately recognized
its worth for agriculture, navigation, and, more so, “to
the military art.”
Glaucon’s
reaction bemused Socrates, who commented that, apparently,
Glaucon responded the way he did, emphasizing astronomy’s
practical, not theoretical, benefit, out of fear of what “the
many” might suppose were he to recommend “useless
studies.” Socrates comments that, after we have been
blinded by our “ordinary,” that is, daily practical,
pursuits, we have a difficult task realizing that every soul
has an intellectual faculty that theoretical study purifies
and refreshes, “a faculty whose preservation outweighs
ten thousand eyes, for by it only is reality beheld. Those
who share this faith will think your words superlatively true.
But those who have and have had no inkling of it will naturally
think them all moonshine.”[xxxii]
After
Glaucon admitted that he spoke, asked, and answered, questions
for his, not anyone else’s, sake, Socrates told him
they needed to back track a bit because they made a mistake
in their order of investigation. The natural order of scientific
investigation, and philosophical learning, requires that we
first study solid geometry, or as Socrates called it, “the
dimension of cubes and of everything that has depth”
(a deep body, as opposed to a surface body) after we study
plane geometry (which studies the surface body). The reason
for this, Socrates said, is that, properly considered, astronomy
studies “solids in revolutions,” not “plane
surfaces.”[xxxiii] Consequently, even though Socrates
maintained that the thinkers of his time only “languidly
pursued” such studies “owing to their difficulties,”
the proper order of investigation requires that we understand
the principles and causes of solid bodies and the way they
behave before we attempt to study the principles and causes
of movement of solid bodies, as does the science of astronomy.
At this
point in their conversation, Glaucon attempted to move Socrates
along to investigate other sciences to include in the city
by agreeing with Socrates that they should include “geometric
astronomy” among those disciplines that he would now
praise on Socrates’ principles. By this Glaucon meant
he would not praise theoretical astronomy on the basis of
the way the many praise it, or, as Glaucon more precisely
put it, not on the basis of its “vulgar utilitarian
commendation,” because, “[I]t is obvious to everybody
. . . that this study certainly compels the soul to look upward
and leads it away from things here to those higher things.”
Socrates,
however, immediately, replied that this appears to be evident
to everyone but Socrates. “As it is now handled by those
who are trying to lead us up to philosophy, I think that it
turns the soul’s gaze very much downwards.”
Socrates
said he responded in this negative fashion because he thought
Glaucon had “put a most liberal interpretation on the
‘study of higher things.’” Apparently, Glaucon
would incorrectly call “contemplative using higher reason”
(not higher vision) anyone whose head were thrown back to
learn something about decorations on a ceiling. Strictly speaking,
Socrates said, the only sort of study that “turns the
soul’s gaze upward” is “that which deals
with being and the invisible.” Strictly speaking, he
claimed that any person who studies a subject whose matter
(that is, its generic subject) concerns sensible reality (that
is sensible qualities), “whether gaping up or blinking
down . . . never learns—for nothing of the kind admits
of true knowledge—nor would I say that his soul looks
up, but down, even though he study floating on his back on
sea or land.”
While,
Socrates said, we have to regard heavenly bodies, “these
sparks that paint the sky, . . . decorations on a visible
surface, . . . as the fairest and most exact of material things,”
we have to recognize that such realities “fall far short
of the truth,” by which he means, in this instance,
“the movements . . . of real speed and real slowness
in true number and in all true figures both in relation to
one another and as vehicles for the things they carry and
contain,” Socrates maintained that we apprehend such
realities “only by reason and thought, . . . not by
sight.”
That is,
while all species of heavenly mobile body (heavenly mobile
body being the astronomer’s generic subject) are worthwhile
subjects of consideration inasmuch as a species of such a
generic subject are of a more immaterial kind than an earthly
body, and their motion is closer to the divine [because it
is perpetual]), precisely considered, the philosopher’s
job is abstractly (and, therefore, exactly) to consider (to
reason about) the principles and causes (or, as Socrates said,
“the truth”) of the properties, the necessary
and essential accidents, of such species of body as they move
across the visible surface of the sky, including the effects
these specific bodies produce through their properties (like
acting on each other in relation to time [speed], or twinkling,
going through retrograde motion), as these specific bodies
act through principles and causes they effect through the
power of their generic subject (that is, inasmuch as they
are species of heavenly body involved in circular movement).
The philosopher, in short, considers per se effects in light
of their per se causes.
Socrates
maintained, further, that, while astronomy has to use such
complicated, visible, surface decorations as models to help
us study the principles and causes of the motion of heavenly
bodies, we should not expect that mapping the heavens in this
sort of architectural fashion will give us the absolute truth,
the exact conclusion, about the mathematical ratio of their
movements. The astronomer is in the same sort of situation
as would be any geometrician who happened upon the blueprints
or diagrams of a craftsman or painter like Socrates’
ancestor Daedelus. While he might admit that such a person’s
workmanship to be beautiful, he would not expect that the
mathematical ratios would exactly match those that exist in
the physical world.
Socrates
thought that, when astronomers reflect upon the motions of
the stars, they will likely agree with him that heaven’s
architect fashioned the heavens and everything in them in
the most beautiful and best possible way for the nature of
the whole. And when they consider the order of heavenly motions,
the regularity of the relation between night and day, month
to month, to year, of the motion of star to star, they will
have to consider absurd the belief that heavenly realities,
bodily and visible things, exist “forever without change
or the least deviation” and that astronomer’s
“unremitting quest is the realities of these things.”
That is, they would have to admit that astronomers will never
find the principles and causes (the permanent realities) of
the motions of heavenly bodies through bodily vision in what
these bodies reveal to human sight. They will only get at
these principles and causes through abstract, intellectual
consideration and reasoning from visible effects in abstractly-considered
specific bodies to invisible causes in abstractly-considered
generic bodies.
Socrates
explained that, if we want to transform astronomy and the
soul’s natural power of intelligence from being useless
to being truly useful, we will have to attack problems in
astronomy the way we do in geometry, “and leave the
starry heavens alone.” That is, we cannot expect to
find principles and causes with our external vision. We have
to reason to these, abstractly, by turning our minds away
from visible effect to seek the invisible cause.
We have
to do the same sort of thing with our ears in one of astronomy’s
mathematically-related sciences, music. Just as our eyes are
fashioned for astronomy, the orderly motion of whose sensible
object fixes their movement and attention and limits our gaze,
Socrates maintained our ears are fashioned for music, because
harmonic movements of audible sounds fix and limit what we
musically hear. And Socrates said he agreed with Pythagoras
that many other mathematically-subalternated sciences like
astronomy and music can exist, suited for other sense faculties.
As in
the case of astronomy, Socrates claimed that, in his time,
musicians made the same mistake as astronomers. Instead of
looking for inaudible causes (in this case, numbers) of the
harmony of audible sounds that account for their mathematical
proportion, a harmony, some students of musical theory tried
to hear these inaudible causes (numbers, the causes of the
harmonies) with their ears as if they were sensible, minima
notes that exist between notes, while others maintained the
strings are the cause.
They talk
of something they call minims and, laying their ears alongside,
as if trying to catch a voice from next door, some affirm
that they can hear a note between and that this is the least
interval and the unit of measurement, while others insist
that the strings now render identical sounds, both preferring
their ears to their minds.
“Their
method,” Socrates said, “exactly corresponds to
that of the astronomer, for the numbers they seek are those
found in these heard concords, but they do not ascend to generalized
problems and the consideration (of) which numbers are inherently
concordant and which not and why in each case.”[xxxiv]
Socrates
realized that the task of reforming the methods of human investigations
and arts to transform them into sciences is daunting. He knew
that experts in practical pursuits are not experts in philosophical
reasoning, or what he called “dialectic.” At the
very least, he hoped that the study Glaucon and he had been
conducting had gone far enough to show “the community
and kinship” of these studies and to allow them “to
infer their affinities.” If, at least, he had been able
to show how they are alike, their work had helped come closer
to achieving his goal and has not been in vain.
Socrates
maintained that people who cannot give explanations, who cannot
give or follow an argument in discussion will never be able
to know anything about the things he said “must be known,”
that is, philosophy’s real subject and generic method.
They resemble people still held prisoner within Plato’s
mythical cave.
For this
reason, at this point in the dialogue, Socrates returned to
the cave analogy to elucidate the way we have to proceed to
do philosophy, dialectic. He asserted that the human mind
has an ability to achieve progress in learning by following
the “law of dialectic,” which he thought is a
law regulating the operation of the human mind that we see
imitated in the faculty of sight. He said he had already described
this likeness in our attempt to use our faculty of sight to
find first principles and causes, or, as he said, “to
look at living things themselves and the stars themselves
and finally the very sun.” Dialectic’s law, however,
“belongs to the intelligible” realm, in human
reason’s power of abstract consideration that results
from the wonder caused in us by sensibly-perceived-and-reported
provocative communications. We see this law at work, in short,
when anyone
by dialectic attempts through discourse of reason and apart
from all perceptions of sense to find his way to the very
essence of each thing and does not desist till he apprehends
by thought itself the nature of the good itself, he arrives
at the limit of the intelligible, as the other our parable
came to the goal of the visible.
This “limit”
of the intelligible about which Socrates spoke here is what
Plato called the Good. This was clearly Socrates’ meaning
because he identified this limit with the Sun, or the Sun’s
light, that was the goal in his Myth of the Cave, to which
he directly referred here. He called the Good a limit of the
intelligible because an intelligible limit, as a limit, is
that beyond which we cannot intellectually go. As such, it
is an indivisible, or, as Plato often called it, “the
One.” For this reason, also, while Plato did not say
so here, the highest, or maximum, as a limit, is an indivisible,
one, and a measure, because we always measure everything,
even things we know, in terms of a one. Hence, we measure
our knowledge in terms of intelligible indivisibles, or intellectual,
but not necessarily mathematical, ones, units, first principles,
or per se nota starting points.
When Plato
said that “dialectic attempts through discourse of reason
and apart from all perceptions of sense to find his way to
the very essence of each thing” he was not thinking
like dissatisfied young Descartes, fresh out of La Flèche,
hoping entirely to escape from sensory input, clean out all
the intellectual junk he has stored for years in his spiritual
attic to follow the whispering voice of conscience (in addition
to whatever handy dreams or divine signs might reinforce this
voice) calling him to get in contact with his pure reason
in the hidden recesses of his mind.
Plato’s
understanding of dialectical progress involved initially receiving
conflicting communications from sensible being trustworthy
enough to start us on, and reinforce along the way, our abstract,
philosophical quest for invisible first principles and causes
of a per se effect that relates to a proximate and per se
subject. Plato did not entirely distrust the human senses.
He thought that their object, the world of becoming, as he
would often call it, has some reality, but is imprecise. He
thought it “exists,” but is somewhat false, because
he identified truth and reality with precision, exactness,
permanence, and unity. And he maintained sensible reality
lacks the level of reality that he would call “true
being,” the “really real,” or “beingly-being”
(which level of reality entities in the World of Forms possess),
and the Good has, to which he refers as “beingly-beingly-being”
or the “really, really, real” (or, sometimes,
as beyond being or not-being).[xxxv]
To explain
dialectic’s nature and method more precisely, Socrates
started a short, but detailed, exegesis of part of the Myth
of the Cave at the point where a prisoner had broken free
from his subterranean world and had ascended to the world
above. When he first exited the cave, this escaped inmate
had a “persisting inability to look directly at animals
and plants and the light of the Sun.” He was only able
to see divine-like reflections in the water and shadows of
real beings cast by the Sun, similar to the shadows he had
seen in the cave cast by a light that, compared to the Sun’s
light, is as unreal as shadows. Socrates maintained that the
practice of the arts and sciences as Glaucon and he had been
describing them shows their power to stir the human soul upward
to contemplate the best realities, just as, in the fable he
had told, the best sense organ, sight, “was turned to
the contemplation of what is brightest in the corporeal and
visible region.”
Such being
the case, Glaucon urged Socrates to show him (1) the nature
of dialectic’s power, (2) its divisions, and (3) its
methods so that they can come to the end of their journey
and rest.
In reply,
Socrates told Glaucon he would show Glaucon these things,
not their image, if he could, but, unhappily, he was unable
to show him the real truth as it appears to him, whether it
appears rightly to Socrates or not. Still, Socrates had to
affirm that the real truth must be something like what they
had affirmed. And they may properly state that only dialectic’s
power could show it, and only to a person experienced in studies
they have described (that is, like theoretical geometry, astronomy,
and music).
Still,
Socrates maintained that no one will be able to refute their
claim that any other method of investigation exists that tries
progressively and universally to determine what each thing
really is (that is, the principles and causes of the behavior
of things). Mostly all the other arts have human opinions
and wants as their object, are totally concerned with generation
and composition, care and cultivating “things that grow
and are put together.” Those few arts, like geometry
and its subalternate studies, astronomy and music, dream about
being, but never reach it, because their method of investigation
always starts with assumption, belief, not with absolutely,
or assumptionless, first principles of knowing, per se nota
truths.
Evidently,
Socrates did not use the Latin. Instead, he said:
[T]he
clear waking vision of it (reality or real being) is impossible
for them as long as they leave the assumptions which they
employ undisturbed and cannot give any account of them. For
where the starting point is something that the reasoner does
not know, and the conclusion and all that intervenes is a
tissue of things not really known, what possibility is there
that assent in such cases can ever be converted into true
knowledge or science?
Socrates
claimed that dialectic is the only method of inquiry that
eliminates assumptions, hypotheses, to advance “up to
the first principle itself to find confirmation there.”
Only philosophy, as he had described it, utilizes a starting
point of scientific investigation that is entirely assumptionless,
is not based upon any hypothesis. Philosophy uses no assumptions
because it finds confirmation in awareness of the first principle
of knowing considered in itself. It does not take its first
principles from the conclusions of another, higher science.
Philosophy is the science that, with dialectic’s help,
knows the first principles that all the other sciences assume.
Socrates
continued by saying that when the soul’s eye, the human
intellect, is buried deep in a kind of primeval mud,
dialectic
gently draws it forth and leads it up, employing as helpers
and co-operators in this conversion the studies and sciences
which we enumerated, which we called sciences often from habit,
though they really need some other designation, connoting
more clearness than opinion and more obscurity than science.
“Understanding,” I believe, was the term, we employed.
But I presume we shall not dispute about the name when things
of such moment lie before us for consideration.
Clearly,
this passage indicates that Plato thought that, while he called
studies like geometry and its subalternate disciplines of
astronomy and music “sciences,” or “philosophy,”
he was predicating the terms “science” and “philosophy”
analogously. Toward the end of the Republic Book 6, Socrates
had described to Glaucon a divided line of learning, ascending
from the lowest form of human learning to the highest. He
now revisited what he had said about the divided line toward
the end of Book 6 to express his thinking more precisely.
He recalled
how he had given a simile of a straight line, cut in two,
with each half, similarly subdivided. The result was a fourfold
division of two major sections, one representing higher learning,
the other lower. The two subdivisions of higher learning he
had designated “knowledge”; the lower two he had
called “opinion.” The higher division he had subdivided
into (1) science and (2) understanding. The lower division
he had subdivided into (3) belief and (4) imagination. Socrates
stated that knowing relates to being, and opinion relates
to becoming. Expressing this in a proportion, he said that
as being is to becoming so science is to belief and understanding
to imagination.
Socrates
then stated they would give the name “dialectician”
to the person who can give an account of the being, or essence,
of each thing to himself and others. But they would deny this
designation to the person unable to do this because this person
does not “possess full reason and intelligence about
the matter.”
He added
that, in the same way, denial of this designation applies
to the person who cannot “define in his discourse and
distinguish and abstract from all other things the aspect
or idea of the good.” Socrates thought that truly to
know something is to know it philosophically or scientifically.
And this means to know it abstractly. This involves being
able to explain something in terms of its first principles
and causes, to be able to state the reasons why something
is the way it is, in terms of principles we have abstracted
from our experience of the being of things. He described someone
incapable of doing this to be like someone going through life
half-awake, dreaming his way through. He said we would say
of such a man that he
does not
really know the good itself or any particular good, but if
he apprehends any adumbration of it, his contact with it is
by opinion, not by knowledge, and dreaming and dozing through
his present life, before he awakens here he will arrive at
the House of Hades and fall asleep forever.
Especially
in an ideal city, where philosophers will be rulers, Socrates
maintained we cannot neglect having children learn that discipline
whereby they will be able “to ask and answer questions
in the most scientific manner.” For this reason, Socrates
said he had put this study of dialectic higher than all others,
like “a coping-stone,” so no higher learning could
be put above it and to make their discussion of studies complete.[xxxvi]
Having
thus completed their investigation into the nature, division,
and methods of the sciences, Socrates stated that what remained
for them was to determine to whom to assign studies and how.
In the Republic, Book 6, Socrates had already stated that
traits of a philosophical nature included: “quickness
at learning, memory, courage, and magnificence." Toward
the end of Book 7, he reiterated many of these traits, and
recalls something else he had said in Books 6 and 7, “Our
present mistake . . . and the disesteem that has in consequence
fallen upon philosophy are, as I said before, caused by the
unfitness of her associates and wooers. They should not have
been bastards, but true scions.”
So as
not to be a philosophical bastard, Socrates maintained we
have to be industrious, not half-hearted. A true philosopher
loves learning and hard work. We must also hate mistakes in
ourselves and others, as much as we hate lies in both. No
true philosopher “cheerfully accepts involuntary falsehood,”
is undisturbed when convicted of ignorance, or “wallows
in the mud of ignorance as insensitively as a pig.”
True philosophers are also temperate, courageous, and great-souled.
Socrates
maintained that, since philosophers will be rulers or their
advisors, we have to be careful that philosophical natures
possess, and can recognize in others, temperance, courage,
and greatness of soul. Otherwise, we will undermine, not preserve,
our city, and “we shall pour a still greater ridicule
upon philosophy.”
Moreover,
we cannot take Solon’s advice that, as we get older,
we will be able to learn many things. We must train the young
for philosophy through liberal education. Or, as Socrates
stated:
Now all
this study of reckoning and geometry and all the preliminary
studies that are indispensable preparation for dialectic must
be presented to them while still young, not in the form of
compulsory education. . .. Because . . . a free soul ought
not to pursue any study slavishly, for while bodily labors
performed under constraint do not harm the body, nothing that
is learned under compulsion stays with the mind. . .. Do not
. . . keep children in their studies by compulsion but by
play.
After
a period of primary education in the liberal arts, at about
age twenty, Socrates said, those who will be given preference
to higher learning in philosophy would have to demonstrate
their ability to unify “the studies which they disconnectedly
pursued as children in their former education into a comprehensive
survey of their affinities with one another and with the nature
of things.” That is, they would have to be able to show
how all their many former studies are one with each other
and the world.
“That,”
Socrates maintained, “is the only instruction that abides
with those who receive it.” This is the only kind of
learning that lasts. “And,” he added, “it
is also . . . the chief test of the dialectic nature and its
opposite. For he who can view things in their connection is
a dialectician; he who cannot is not.” That is, the
person who can intellectually comprehend how many things are
one, the person who can reason abstractly, is the philosopher.
The person who cannot do this is not.
Socrates
warned, however, about the dangers of premature study of dialectic.
He did so, among other reasons, because Plato tended to conflate
philosophy, which he called here “dialectic,”
with first philosophy, or metaphysics. Socrates thought that
premature study of metaphysics is dangerous because metaphysical
study requires that a person be able “to disregard the
eyes and other senses and go on to being itself in company
with truth.” Because most young people are not prepared
to embark upon such a rigorous journey in abstract reasoning
about most general first principles and causes (first principles
and causes that all arts and science take for granted, or
assume), he noted how great is the harm cause by the way the
Greeks were treating dialectic in his time: “Its practitioners
are infected with lawlessness.”
Sad that
Descartes’s instructors at La Flèche did not
take this warning to heart. Premature study of metaphysical
subtleties by precocious youth under the influence of sophists
often winds up producing sophists (like Descartes), and eventually,
in their wake, corrupt lawyers, judges, politicians, and intellectuals,
much as sophists like Protagoras and Gorgias had done in Socrates’
and Plato’s time and subjective idealists and other
“philosophical bastards” have done in modernity
and post-modernity.
Socrates
maintained that the situation of such prematurely metaphysically-exposed
youth is similar to that of an intelligent, spoiled rich kid,
doted over all his life by family flatterers, and raised by
others like an orphan, almost as if by adopted parents. When
he reaches physical adulthood he perceives that he has no
parents, and does not know how to find his natural ones. A
young person in that sort of situation would likely start
to have a higher opinion of his flatters and those who raised
him, would be more inclined to listen to them and live by
their rule and less inclined to disobey them in great matters,
than he would his natural parents.
From
childhood rearing, Socrates said, we have received specific
convictions about higher things, great, important, matters,
such as about the nature of truth and the honorable. We have
been raised from childhood under obedience to these convictions.
At the same time, practices opposite to what we have learned
exist “that have pleasures attached to them and that
flatter and solicit our souls.” Such practices do not
corrupt decent people because they continue to honor and obey
what they have been taught.
But what
are such people to do when they run into questions about the
highest and most important things, questions we commonly call
“metaphysical” and “moral,” when they
find their traditionally-held beliefs about what they hold
to be true about everything refuted by subtle arguments they
cannot adequately answer? What is the honorable person to
do, Socrates asked, “when he has had the same experience
about the just and the good and everything that he chiefly
held in esteem”? How will he conduct himself thereafter
regarding respect and obedience to his former beliefs?
Glaucon’s
answer was that, inevitably, this person will disrespect and
disobey the former beliefs.
And,
then, Socrates wanted to know, what will happen to him? He
will now be in a situation where he ceases to honor his former
metaphysical and moral principles, will think they no are
no longer are binding on him, and he will be unable to discover
true ones. Such a person will be like putty in the hands of
any flatterer or dictator who comes along and will adopt the
life the flatterer or dictator desires. In so doing, such
a person will become rationally ungovernable, a rebel against
traditional law and morality.
Plato
gave us a similar warning in his classic work the Gorgias,
in which we find Socrates critiquing the famous sophist Gorgias
for making the same absurd and grandiose claim, which Descartes
would later make, that he possessed one art, or the specific
method, to know everything, and “without learning any
other arts . . . to prove in no way inferior to the specialists.”
The discussion continued:
SOCRATES:
Therefore when the rhetorician is more convincing than the
doctor, the ignorant is more convincing among the ignorant
than the expert. Is that our conclusion, or is it something
else?
GORGIAS:
That is the conclusion in this instance.
SOCRATES:
Is not the position of the rhetorician and of rhetoric the
same with respect to the other arts also? It has no need to
know the truth about things but merely to discover a technique
of persuasion so as to appear among the ignorant to have more
knowledge than the expert.
GORGIAS:
But is this not a great comfort, Socrates, to be able without
learning any other arts but this one to prove in no way inferior
to the specialists?[xxxvii]
Socrates
did not think so. For this reason, in the same work, in his
discussion with the corrupt politician Callicles, Socrates
told Callicles (who, like Gorgias’ student, Polus had
admired the despot Archelaus as the happiest of men) that
men like Archelaus are the most miserable of men and fools.
Callicles’ problem was that confounding sophistry with
wisdom eventually tends to turn a person into a dictator or
a panderer to dictators.[xxxviii]
Rightly
considered, Socrates thought, the practice of dialectic, or
philosophically abstract reasoning, is ordered toward enabling
us to become metaphysicians, to help us to understand the
first principles and causes about everything, especially about
the highest, or most important things for us to know as human
beings. When it is not rightly ordered, it tends to degenerate
into sophistry, ideology, and argument for the sake of victory,
not truth. No wonder then so many contemporary descendants
of Descartes, Kant, and Hegel glory in thinking that their
philosophical work is chiefly to get students “to question
their belief systems.” This is not philosophy. It is
a secularized understanding of St. Augustine’s reduction
of philosophy to theology in which philosophy becomes “faith
seeking understanding.”
As a
result of the perennial dangers of mistaking sophistry for
philosophy, we have to be careful not to introduce students
too early to philosophical argumentation involving metaphysical
issues. When this happens, when young people “first
get a taste of disputation,” Plato thought they “misuse
it as a form of sport, always employing it contentiously,
and, imitating confuters, they themselves confute others.
They delight like puppies pulling about and tearing with words
all who approach them.”
Plato
maintained that the person who “makes a jest and sport
of mere contradiction” is a sophist, not a true philosopher
or dialectician. When young people run into such sophists,
mistaking them for philosophers, and start to imitate them,
he thinks “they quickly fall into a violent distrust
of all that they formerly held true, and the outcome is that
they themselves and the whole business of philosophy are discredited
with other men.” They become like contemporary students
have become under the influence of modern subjective idealists
and their subjective critique: moral and metaphysical relativists.
Socrates
and Plato did not object to questioning traditional beliefs.
Socrates was put to death for refusing to stop questioning
the poor educational practices of his time fostered by poets
and sophists. Both philosophers objected to confounding philosophy
with sophistry and sophistry with metaphysics. Hence, Plato
had the character Socrates maintain that his requirement would
be that “those permitted to take part in such discussions
must have orderly and stable natures, instead of the present
practice of submitting it to any chance and unsuitable applicant.”
Because,
Plato, also, tended to conflate philosophy with first philosophy,
or metaphysics, he ended Book 6 of the Republic by recommending,
in striking similarity with his student Aristotle, that the
study of metaphysics, or dialectics, start about age fifty.
At this time, he said of those who would have passed all prior
tests and would have been approved to become philosophers:
We shall
require them to turn upward the vision of their souls and
fix their gaze on that which sheds light on all, and when
they have thus beheld the good itself they shall use it as
a pattern for the right ordering of the state and the citizens
and themselves throughout the remainder of their lives, each
in his turn, devoting the greater part of their time to the
study of philosophy, but when the turn comes for each, toiling
in the service of the state and holding office for the city’s
sake, regarding the task not as a fine thing but a necessity.
And so, when each generation has educated like themselves
to take their place as guardians in the state, they shall
depart to the Islands of the Blessed and there dwell. And
the state shall establish public memorials and sacrifices
for them as to divinities if the Pythian oracle approves or,
if not, as to divine and godlike men.[xxxix]
Like
his teacher Plato, Aristotle recognized the dangers of sophistry.
Perhaps, for this reason, among others, he said thinkers like
Protagoras “say nothing…while they appear to say
something remarkable, when they say ‘man is the measure
of all things.’”[xl] And, perhaps, also, for this
same reason, in his Metaphysics, Aristotle went out of his
way to defend the principle of contradiction as the ground
of the possibility of scientific thought and put such emphasis
on issues like understanding the relationship between the
problem of the one and the many and issues such as opposition
and contrariety.[xli]
3. Why
Aristotle Maintained that Philosophy Starts is Wonder and
with the Problem of the One and the Many
Like his
teacher Plato, Aristotle thought that philosophy is essentially
(1) a study of the one and the many, and of opposites; (2)
unity is related to plurality as a measure to a being measured;
and (3) measures of things are mind-independent indivisibles,
unities, ones, forms. Aristotle simply relocated such measures
from a Platonic World of Forms to individual subjects so as
to make his understanding of philosophy more coherent.
That
Aristotle thought the way I am saying is easy to show simply
by reading his Metaphysics. Consider, for example, the way
he started the last Book of this work: “All the philosophers
make the first principles contraries: as in natural things
(that is, in physical beings), so also in the case of unchangeable
substances (that is, in metaphysical beings).”[xlii]
Aristotle included the pre-Socratics, Socrates, and Plato
in the phrase “All the philosophers.” Since Aristotle
maintained that contraries are extreme differences, opposites,
belonging to the same genus, and that species that share a
common genus share a common matter, he was maintaining that
all philosophers prior to him, including Plato and Socrates,
wittingly or not, thought that opposition was the first principle
of everything. Moreover, since Aristotle maintained that the
opposition between the one and the many was the ground of
all other opposition, by considering first principles to be
contraries, Aristotle believed that all philosophers prior
to him were involved in attempting to understand the opposition
between the one and the many.
Aristotle
rejected the notion that contrariety can be the first principle
of everything because, he maintained, the notion of contrariety
involves the notion of being generated from a common matter
or subject and first principles must have no underlying subject.
Hence, he stated:
But all
things which are generated from their contraries involve an
underlying subject, and none can exist apart; a subject, then,
must be present in the case of contraries, if anywhere. All
contraries, then, are always predicable of a subject, and
none can exist apart, but just as appearances suggest that
there is nothing contrary to substance, argument confirms
this. No contrary is the first principle of all things in
the full sense; the first principle is something different.[xliii]
Nonetheless,
Aristotle did not reject the notion that philosophy essentially
involves studying opposites and that we initially derive the
problem of the one and the many from conflicting communications
about sensible measures we first uncover, as the pre-Socratics,
Socrates, and Plato maintained, in the being of sensible things.
Whatever the first principle is, Aristotle maintained that
it involves the notion of being one, because a principle is
a one and indivisible, and being one involves the notion of
being a measure.
He explained
that being a measure involves being homogeneous with the thing
measured. This is the case, he said, in music (a quarter-tone
in a scale), in spatial magnitude (a finger, a foot, or something
similar), in rhythms (a beat or syllable), in heaviness (a
definite weight, an indivisible limit), “and in the
same way in all cases, in qualities, a quality, in quantities
a quantity (and the measure is indivisible, in the former
case in kind, and in the latter to sense), which implies that
the one is not in itself the substance of anything.”
Aristotle
immediately added, “And this is reasonable (that is,
that the one not be the substance of anything). For, he said
that, while substances are composites of matter and form:
“the
one” means the measure of some plurality, and ‘number’
means a measured plurality and a plurality of measures [that
is, of things measured]. Thus it is natural that the one is
not a number; for the measure is not measures [that is, things
measured], but both the measure and the one are starting points.
The measure must always be some identical thing predicated
of all the things it measures, e.g., if things are horses,
the measure is “horse,” and if they are men “man.”
If they are a man, a horse, and a god, the measure is perhaps
“living beings.”[xliv]
Aristotle
thought that all divisions of philosophy, not just metaphysics,
study a substance considered per se. He maintained that all
human knowledge originates in the being of sensible things.
Sensible things are composite beings, complexes of form and
matter, or act and potency, in which and from which we derive
our knowledge of first principles.[xlv] Aristotle even attributed
to Socrates, Plato, and Plato’s followers the procedure
of deriving universals from sensible singulars.[xlvi]
Aristotle
considered philosophy to be identical with science: certain
knowledge demonstrated through causes.[xlvii] He maintained
that philosophy, or science, considers a multitude of beings,
a genus, a many, contrary opposites, and tries to demonstrate
essential properties of the genus by reasoning according to
necessary principles, or measures, universal, or one, to the
genus.[xlviii] Aristotle thought that causes are principles,
and principles are starting points, and measures, of being,
becoming, or knowing.[xlix] For this reason, he thought of
philosophy as a study of causes, principles of effects, which
we first encounter in our experience of sensible being.
He considered
principles to be measures because principles are starting
points and points are ones, unities, or indivisibles. He said
that points are ones, indivisibles, with position, principally
spatial position or position in a continuum. Principles, then,
are indivisibles, ones.[l] As known they are indivisible intelligibles,
limits of knowing.
As is
well known, Aristotle considered being and unity convertible
concepts. In reality, what we call being and one are identical.
They differ only conceptually, in reason. We derive our idea
of unity by adding the concept of indivisibility and principle
to our idea of being, just as we derive our idea of number
by dividing a unity (a continuum). Hence, Aristotle thought
that adding the notion of unity to being adds to being the
ideas of being a principle and measure.[li]
In his
Posterior Analytics Aristotle said that demonstration demands
that a one exist “in many and about many” and
that science involves knowledge of the fact that something
is and demonstration of the reason why. He claimed that demonstration
must make manifest a thing’s proximate, or fully commensurate,
cause.[lii] Demonstration, requires a middle term, a one that
is the same in many, or a universal unequivocally predicable
of a many. If no one something exists the same in a multitude,
in a many, no universal exists unequivocally predicable of
many beings. Lack of such a one existing in a many makes demonstration,
and philosophy, impossible.[liii]
Because
Aristotle maintained that demonstration involves knowledge
of the fact and of the reason why, he asserted that science
requires necessary, or per se, predication, predication of
a proximate, not a remote, cause. Such a cause is the principle
of proximate substance and its essential accidents, accidents
that have their cause in a proximate subject and necessarily
and always inhere in the subject.[liv] For Aristotle, no science
considers accidents as such because no science can study an
infinite number of things, can be involved in infinite predication.
Science can only study accidents that have determinate causes
in a subject.[lv]
In making
such statements, Aristotle appears clearly to have been following
the lead of Socrates and Plato as Plato described their behavior
in his dialogues. Aristotle did not develop the notion of
per se predication. We have already seen many examples of
it in Book 7 of Plato’s Republic involving Socrates’
discussion of the division and methods of the arts and sciences
of arithmetic, geometry, astronomy, and music. And it is present
as far back as Book 1 of the Republic, where Plato portrayed
Socrates utilizing it in conversation with the sophist Thrasymachos.
At that
point in the dialogue, Thrasymachos had just ridiculed Socrates
for needing a nurse to wipe his nose because Socrates thought
that, strictly speaking, the art of shepherdi |